WebApplication. IPRU-INV 11.1.1 R 30/12/2015 RP. This chapter applies to: (1) a collective portfolio management firm; and. (2) a collective portfolio management investment firm. … Webso, but if so it is classified as acollective portfolio management investment firm, as opposed to acollective portfolio management firm. Acollective portfolio management investment firmis aMIFIDPRU investment firm, and so is subject to the requirements ofMIFIDPRUin addition to the requirements of IPRU-INV 11, as explained in IPRU-INV 11.6.3G.
Regulator Assessment: Qualifying Regulatory Provisions - FCA
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The FCA issues second consultation paper on the new UK
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